INTRODUCTION

Although it is our desire and professional inclination to “fully process” all collections, reality is such that it is an impossible undertaking. Archivists must make decisions about how much physical and intellectual control collections need on a case by case (or collection by collection) basis. This document outlines five different levels of physical and intellectual control that an archivist can assign to incoming, or previously accessioned, collections and accessions. This document explains in detail the amount of physical and intellectual control expected at each level.

IASC was an early adopter of More Product Less Process (MPLP) and strives to make collections accessible to all researchers as quickly as possible. Employing MPLP means that all collections are expected to have a basic level of access. To do this, archivists must make decisions about the appraisal and arrangement of collections before processing. Our goal with this document is to make clear the professional skill involved in MPLP-style processing and to create criteria for different processing levels. Each collection requires advanced decision making skills on the part of archivists to determine its immediate appraisal, arrangement, and description needs. It is up to the archivist to determine the level of processing a collection warrants either upon accessioning, or at a later date, and then to create a work plan for that collection. Archives Assistants are charged with creating folder level inventories and carrying out specific tasks from the work plan.

As working with collections is an iterative process, collections that begin at a Processing Level 1 may later be processed up to a Level 5, depending on resources and user interest. There are a number of factors to take into consideration when determining the processing level. Researcher interest, related collections, the size of the collection, the amount of free space we have on site, special funding, donor expectations, staff availability, and MIT and federal restrictions, are all important factors to keep in mind when creating a work plan and processing level for a collection.

Material is added to the IASC with the intent that it will be made available to the public. Collections processed at Level 1 can be used for research. Because of this, it is important that we screen [LINK] or make note of sensitive material while processing a collection at the 1 and 2 levels whenever possible.

Collections that have reached a level 2 of processing may be ready to be published on the IASC website. It is important to keep in mind that even if a collection is not published to our website it will be used for IASC internal staff to answer researcher queries, or be made accessible to researchers who request it.

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Level 1 - Minimum

When to use Level 1:

  • If collection is a very low processing priority. Many of these steps are done pre-processing, but are vital to understanding the processing needs of a collection and as such should be the bare minimum done for each collection.

  • Collection will be used only by the creating office

  • Restricted for 50-75 years

  • Regular accruals

Material TypePhysical ControlIntellectual Control
Analog + DigitalTransfer materials

Create accession record

Create or update resource record description at Collection level

Update resource record with instances at Collection level

Analog

Rehouse boxes as necessary

Weed only very obvious duplicate materials

Add labels and barcodes to boxes

Transfer boxes to HD or ASC storage

 
Digital (physical media + born digital)Document digital media and where it exists within the collection in accession record

Run virus scan

Package content and generate checksums

Record technical metadata

Level 2 - Baseline

When to use Level 2:

This is the baseline level of processing for most collections.

Material TypePhysical ControlIntellectual Control
Analog + Digital

Transfer materials

Survey accession

Create accession record

Create work plan

Add/update container list and collection level description

Analog

Rehouse boxes as necessary

Folder loose material, refolder Pendeflex, refolder for preservation (moldy, water damage)

Weed only very obvious duplicate materials

Add labels and barcodes to boxes

Transfer boxes to HD or ASC storage

 
Digital (physical media + born digital)

Document digital media and where it exists within the collection

May migrate materials off of physical media depending on volume, staff resources, and format

Run virus scan

Package content and generate checksums

Record technical metadata

Scan for PII within the files (if born digital)

Delete/deaccession files with PII where appropriate

Identify file formats

Record software or tools for viewing or use

Create series in the finding aid for digital material

 

 

Level 3 - Moderate

Material TypePhysical ControlIntellectual Control
Analog + Digital  
Analog  
Digital  

Level 4 - Extreme

Material TypePhysical ControlIntellectual Control
Analog + Digital  
Analog  
Digital  


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